Significance and Feasibility of a Joint Assessment of Arrival Angles
and Times in Experimental Tomography Methodology
for OCEANS' 94
C. Noël - C.Viala
Semantic TS
72 Av du 11 Novembre
83150 Bandol
F. Evennou - Y. Stéphan
E.P.S.H.O.M.
Centre Militaire d'Océanographie BP 426
29275 Brest Cedex
RESUME
Cette étude a pour but de fournir une synthèse des effets du milieu sur l'efficacité des techniques de traitement d'antenne en milieu perturbé et tout particulièrement dans le cas de l'Atlantique Nord-Est.
Une synthèse des connaissances actuelles doublée d'une approche paramétrique vise à améliorer la compréhension des mécanismes physiques mis en jeu et à spécifier la validité des théories utilisées pour traiter le problème de la propagation des signaux tomographiques en milieu marin aléatoire. Elle permet d'évaluer théoriquement les ordres de grandeur des perturbations causées sur les paramètres inversibles de la tomographie.
Une seconde approche statistique basée sur des simulations numériques en Atlantique Nord-Est permet de vérifier les ordres de grandeur précédents, d'augmenter et d'affiner les informations concernant l'étalement angulaire.
La finalité de ces deux parties est de fournir un diagramme conjoint temps-site en Atlantique Nord-Est. Ces résultats servent de base à la discussion finale de cette étude visant à conclure sur l'intérêt d'une antenne pour estimation conjointe temps-site en tomographie.
ABSTRACT
The purpose of this study is to theoretically evaluate the performances of a vertical array in a fluctuating medium by the mean of arrival times-angles diagrams.
First, pertinence of using the eikonal approximation to monitor the sound speed structure in a fluctuating ocean and especially to probe meso-structure in the North-East Atlantic Ocean is discussed.
Then, a study of the evolution of tomographic parameters: travel time, temporal spreading, temporal resolution, angular density... based on rays theory is conducted through a synthesis of recent theoretical studies and a parametric approach. Its aim is to quantify and precisely define the undesirable effects induced by the fluctuating medium.
These results are compared with those of a statistical study, and then efficiency of an array processing dealing with a joint assessment of arrival angles and times is investigated.
Although numerical inversion techniques are becoming more and more performant, their results depend on the accuracy of the measured input data. These data, known as the invertible parameters of tomography (travel time fluctuations of an acoustic pulse, arrival angle...), are deduced from observables identified as a line integral of the desired field.
Fluctuations of the medium noticeably modify the invertible parameters. In a modelization of
acoustic propagation with geometric rays, this generates general problems of identification and separability of acoustic rays. Mathematical inversion methods may be ill-conditionned and it becomes difficult to yield information on ocean structure. This is the case of measurements obtained during the acoustic tomography experiment carried out in 1990 by the SHOM (Hydrographic and Oceanographic Center of French Navy) in the Bay of Biscay. Because of very specific Sound Velocity Profile, received rays are no longer separable and identifiable, and the stability of geometric rays is questionable.
In order to improve tomographic techniques in the North-East Atlantic ocean, the mechanisms of the influence of propagation conditions on tomography results must be well known, summed up and compiled. Furthermore, it seems that non resolvable paths might be separated with a vertical reception array. The purpose of this study is to theoretically evaluate the performances of such an array in a fluctuating medium by the mean of arrival times-angles diagrams.
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First,
pertinence of using the eikonal approximation to monitor the sound speed
structure in a fluctuating ocean and especially to probe meso-structure in the
North-East Atlantic Ocean is discussed. Then, a study of the evolution of
tomographic parameters: travel time, temporal spreading, temporal resolution,
angular density... based on rays theory is conducted through a synthesis of
recent theoretical studies and a parametric approach. Its aim is to quantify
and precisely define the undesirable
effects induced by the fluctuating medium. These results will be compared with
those of a statistical study conducted with the ensemble of sound speed
profiles observed in the area in 1990. Efficiency of an array processing
dealing with a joint assessment of arrival angles and times can be
investigated.
Finally
some general features of the feasibility of this improvement are pointed out
from these first results and some particular conclusions are given in the case
of the North-East Atlantic ocean (NEA).
In a first
way, we have checked up the validity of rays equations in a double-channel
specific of NEA (North-East Atlantic) by considering order of magnitudes of the
spatial celerity gradients. They are in fact insufficient to explain instable
motion of rays paths.
On the
other hand, it has been previously shown that acoustic ray trajectories are
expected to exhibit chaotic motion, i.e. extreme sensitivity to initial and
environmental conditions, in range-dependent ocean models. J.Yan (1993) defines
as follow an instability criterion of Hamilton's ray equations:
where Co is
the reference sound speed, C is the sound speed, g is the range-dependent
perturbation in potential function, z is the depth, zo and ro are the reference
depth and range. By analyzing instability he shows that this criterion is a
necessary condition for rays chaos, and so that chaos may be induced even if
there is no fluctuation (g = 0). The picture (2) presents as a function of
depth the evolution of this criterion in a case of a deterministic sound speed
profile characteristic of the NEA zone. Even in this deterministic case there
are two areas where necessary conditions for chaos are satisfied (z » 1200m (channel axis) and z » 70m).
When some
fluctuations are introduced in the sound speed profile the criterion is more
likely to be satisfied if the derivative ¶2g/¶z2 is negative and admits
a great absolute value. This is the case with NEA fluctuations (see picture
(2)) near channel axis and surface of
course (due essentially to deterministic aspect) and also now in our
interesting depths: near source depth for the tomographic experiment, i.e.
between 200m and 400m. This is not a sufficient condition, but the conclusion
is that NEA fluctuating profiles authorize the existence of chaotic motions. To
investigate and characterize more precisely ray chaos, we should evaluate as in
[K. Smith, M. Brown, F. Tappert 1992]
the Lyapunov exponents in order to qualify the degree of chaos in this area.
In order to
give sound propagation features with rays model in a fluctuating ocean, we use
theories developed by Flatté and al and based on path-integral methods [S. Flatté,
R. Dashen, W. Munk, K. Watson, F. Zachariasen (1979)]. Their treatment of ocean medium includes the effects of
anisotropy and the background sound channel as well as statistical
inhomogeneity and internal-wave spectra.
They define
two parameters representing the strength and size (spatial extent) of the
inhomogeneity that control the character of the fluctuations in a wave field
crossing these perturbations. These parameters may be evaluated only from
in-situ measurements of sound speed fluctuations by the mean of their variance
and correlation lengths for some propagation configurations (pair
source-receiver).
Fluctuations
known from in-situ measurements in the NEA zone are compared in their order of
magnitude and vertical correlation lengths to those considered in Flatté and
al's theories. In fact NEA fluctuations are weaker in the first channel.
Because of these orders of magnitude and the closeness of continental shelves,
assumption that fluctuations may be essentially due to internal waves seems to
be consistent. In addition, we suppose, but with no possible confirmation
(because of too sparse in-situ measurements), that the horizontal correlation
length was approximately equal to 10 km as it is usually taken for that kind of
perturbations.
The
parameters defined as follow: and
where m is
the relative sound speed fluctuation, Lp the correlation length and A
the phase curvature function, are numerically computed as in [R. Esswein, S.
Flatté 1980][R. Leung, H. DeFerrari 1980] along some unperturbed eigenrays
localized in the upper channel. We use a Runge-Kutta method to carry on the
calculus of the phase curvature function. Some convergence difficulties appear
in computing these parameters: their equations are shown to have instability
criterion dependent on ¶2g/¶z2 too.
The results
obtained are summarized on picture (3) for a propagation range of 180 km and
compared with results in Cobb, Bermuda, Azores in [Flatté et Al] p238 and with
Atlantic in [Esswein-Flatté] p1530. They seem to be in good agreement and
coherent with those obtained in the nearest previously studied area: Azores.
So, the whole NEA zone seems to be at its limits of
tractability with the basic equation of geometrical optics.
These
parameters give some information about the number of multipaths and their
spatial spreading. They are also used to evaluate temporal and angular spread
and wander. Temporal characteristics are presented on picture (4) for a sample
of eigenrays. The parametric values obtained are ranged from 10ms to 50ms and
correspond to those observed on in-situ measured temporal scheme.
Fluctuations
on arrival angle (picture (5)) seem to be very important on the area,
especially for axial rays but respect the coherence with the order of magnitude
given in [Stoughton-Flatté 1988].
For all of
these calculus we take into account the variance of celerity fluctuations over
all the NEA area, which is probably the worst case to occur. In order to
compare to some measured travel times and arrival angles over 180km range
propagation, we have in fact to considered only the variance of the
fluctuations of the crossed area instead of the one of the whole zone.
This study
has been completed with a statistical approach. This consists in constructing
from in-situ celerity measurements, a great number of realistic realizations of
the random oceanic process, which are
Picture (4): Parametric times-angles diagram Angular and temporal spreading around somes
particular eigenrays. This method
makes no assumption on the fluctuations because it only treats deterministic
problems and will permit to obtain more realistic results in specific subareas
concerning some tomographic paths instead of giving general results for the whole NEA as those of the parametric
study. Sound speed
profiles issued from in-situ measurements realized during the GASTOM 90
experiment are sampled each 10 meters in depth. 50 2D descriptions of the sound
speed field have been made 10 times by a random choice of some of them among 10
ensembles of decorralated profiles specific to a subarea. They have been split
each 10 km in range. Linear interpolation of gradients has been made between
them. These choice satisfy spectral characteristics and continuity of internal
waves phenomenon. The program used solves the ray equation numerically with a
Runge-Kutta at the 4th order. Convergence of the scheme has been tested
numerically, and step have been chosen very often under 10 m because of the
instability of this equation due to a fine definition of vertical sound speed
profiles. Vertical localization precision of eigen ray from receiver is less
than 0.1 m. Picture (5)
shows an example of a times-angles diagram obtained from 50 simulations.
in fact maps in 2D of
the sound speed profile. For each of these maps, the corresponding trajectories
and arrival times of rays are then computed by solving a deterministic
propagation equation with a range dependent rays model.
Eigenrays
obtained from a source at 400 m and a
receiver at 400 m depth are referenced by their number of turning points. (For
example, ray number -13 admits 13 turning
points and has been emitted with a negative angle). Arrival times and angles
are different from one realization to the other, and this diagram points out
the temporal and angular repartition around a mean value that occurs in a
stratified medium. These numerical results have been compared with those of the
parametric approach. Temporal spread are in good agreement and have the same
order of magnitude as a number of experimental observations.
Statistical
results concerning angular repartition seem to be more realistic than the
parametric one for small
angles, and
are on the same level for higher angles values.
It appears
on this picture that the knowledge of arrival time is insufficient to separate
and identify the eigenrays. With the knowledge of arrival angle sign, it could
be possible, with a temporal resolution of 20 ms to identify rays 13 and -13,
and to observed the downward front of the (+/- 12) 's. Table (1) sums up these
results and presents for different angular resolutions and receiver depths the
rays or fronts that are separable. An angular resolution of 3° seems
theoretically to be optimal and receiver are useful between 400 m and 600 m.
Picture (6)
represents the corresponding wave fronts in the equivalent stratified medium,
showing the complexity of propagation in such a double channel profile.
Such
diagrams have been established for different realizations and highlight
distortion (compression and dilation) and rotation of the accordion due to
medium fluctuations and mentioned in [Duda 1992]. With a receiver at 400 m
depth, the knowledge of arrival angle sign is necessary to separate the
conjugated rays n and -n.
|
Angular resolution |
|
|||
|
no resolution |
6° |
3° |
1° |
|
400 m |
13 Front ¯ |
13 -13 Front ¯ 3° -12 Front ¯ -3° |
13 -13 Front ¯ 4° 12 Front
4° -12 Front ¯ -4° |
13 -13 Front ¯ 4° 12 Front
4° -12 Front ¯ -4° |
|
600 m |
13 Front ¯ |
13 -13 Front ¯ 3° -12 Front ¯ -3° |
13 -13 Front ¯ 4° 12 Front
4° -12 Front ¯ -3° |
13 -13 Front ¯ 4° 12 Front
4° -12 Front ¯ -4° |
|
700 m |
13 -13 Front ¯ |
13 -13 Front ¯ 3° -12 Front ¯ -3° |
13 -13 Front ¯ 4° 12 Front
4° -12 Front ¯ -3° -11 |
13 -13 Front ¯ 4° 12 Front
4° -12 Front ¯ -4° -11 |
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Table (1): Rays or fronts (and their mean arrival angular value) that
are separable for different available angular resolutions and receiver depths
corresponding to the case of the picture (5). (¯ denotes a downward front)
The
parametric study presented here defines the propagation characteristics in the
worst fluctuating case. A study of sound speed fluctuations in the NEA
area concludes that the orders of
magnitude are of the same order than those usually observed in other oceans
where rays are stable and identifiable. So, sound speed perturbations can't
alone explain the complexity of temporal arrivals detected in-situ during
tomographic experiment. Considering chaotic instability, we have shown that the
deterministic double-channel satisfies necessary condition for chaos and this
aspect is reinforced in case of fluctuating celerity profile.
In
conclusion of the theoretical study, problems due to chaos seem to be the more
important because chaotic rays may arrive at any time and anywhere and perturb
all the arrival scheme without any logic. The interpretation may become then impossible.
An issue might be to use eigenrays that do not cross chaotic areas by making
judicious choice of source-receiver immersion or by close up the source in its
low emission angles.
More information on arrival angles than those available from parametric
and bibliographic approach were needed
to conclude on the significance of using an array to separate eigenrays in
tomographic experiments.
A statistical approach conducted with in-situ observations permits to
obtain for different available angular resolutions the number of separable
eigenrays for a temporal resolution of 20ms and few receiver depths and so to
evaluate gain of a joint assessment of arrival angles and times in tomography
experiment which is directly relied to the number of identifiable ray paths
that spatially sample in a different way the considered vertical slice of ocean
between source and receiver.
C. Noël would like to thank M.C. Pélissier and Y. Desaubies for very useful comments and stimulating
discussions.
This work was supported by the E.P.S.H.O.M. /C.M.O. contract N° 93 87
051 00 470 29 45.
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